Introduction
Critchley described an “atherosclerotic parkinsonism” in patients with multiple strokes, gait and balance problems and cognitive decline [1]. Subsequently Yamanouchi described diffuse white matter lesions in the frontal lobes [2]. On 1989 FitzGerald and Jankovic utilized the term “lower body parkinsonism” noticing that the parkinsonian feature was more prominent in the lower limbs [3].
Zijlman and colleagues [4] identified based on autopsies pathological lesions that increased the BasalGanglia Motor Output (BGMO) including substantia nigra and lenticular nucleus, and lesions that decreased the Thalamo Cortical Drive (TCD) involving the ventro lateral area of the thalamus and frontal lobes. Recently, Viscarra and colleagues have arguments against the previously defined syndrome, referring to the low probability that strokes may present as true Parkinsonism, and proposed 3 types of phenotypes. These phenotypes may differ according to presence or not of Parkinsonism on the clinical exam, and presence or absence of stroke. All these patients may present with gait and balance problems. Additionally, they schematized the clinical manifestations and differentiated the affected brain areas with patterns [5].
We had the hypothesis that the pattern of ischemic lesions and network might be different between those participants with Parkinsonism onset within 1 year from stroke(s) (VasP) versus those with stroke and gait and balance problems, but who never developed a hypokinetic rigid syndrome (V PseuP).
Materials and Methods
This study follows up our previous group of patients with stroke screened in a tertiary care stroke prevention clinic in Alberta. All participants in the original study had a clinical exam to identify if presence of a hypokinetic rigid syndrome. Further details about that first study may be found elsewhere [6]. We selected from that database those patients at high risk for Parkinsonism defined as those with high TannerQuestionnaire-TQ score (a screening validated questionnaire for the identification of participants with Parkinsonism) that had a cut off score of ≥ 4 which gave the highest sensitivity and specificity of this test, as confirmed in ours and other previous studies (Table 1).
Table1: Tanner Questionnaire: Screening Questionnaire.
All participants were screened in our original study with a new scale operationalizing the most recent criteria for Vascular Parkinsonism the FMAS score [6] (Table 2). It consisted of item 1 and 2 corresponding to clinical criteria for diagnosing and hypokinetic rigid syndrome, item 3 which considered a stroke(s) confirmed by neuroimaging in the locations and network proposed by Zijlman to be associated with onset of VasP. Item 4 correlated in time the onset of Parkinsonism with the occurrence of the stroke(s) symptoms. A score of 2 would be able to identify participants with Parkinsonism on clinical exam, and a score of 4 was necessary to consider a clinical diagnosis of VasP [6].
Table 2: Five Minute Assessment Scale (FMAS).
The selection criteria for the prospective cohort of participants in this study were patients attaining a TQ score ≥ 4 from our previous original study. We classified the participants in four groups, according to presence or absence of Parkinsonism on clinical exam, and presence of stroke and relationship between the onset of Parkinsonism and the occurrence of the stroke (Table 3). First subgroup: Pseudo Vascular Parkinsonism (PseuV P) in which patients may have parkinsonism, but there is no evidence of stroke in the neuroimaging or the location of the stroke and timing of the lesion does not explain the clinical picture of parkinsonism; the second subgroup or phenotype is Vascular Pseudo Parkinsonism (V PseuP) in which patients may have acute symptoms related to stroke and the ischemic lesion is confirmed by neuroimaging. These participants may present with gait and balance problems, but on clinical exam there is no evidence of a hypokinetic rigid syndrome. The third phenotype is PseudoVascular Pseudo Parkinsonism (PseuV PseuP) in which patients neither have acute symptoms related to stroke and no cerebrovascular event is seen on neuroimaging, or do they have and hypokinetic rigid syndrome on the exam. However, these patients may have gait and balance problems. Finally the subgroup with VasP in which the onset of Parkinsonism was present within 1 year from the stroke(s) occurrence.
Table 3: Different phenotypes found in stroke patients with gait and balance problems TQ ≥ 4.
Pseudo Vascular Parkinsonism (PseuVP) in which patients may have parkinsonism, but there is no evidence of stroke in the neuroimaging or the location of the stroke and timing of the lesion does not explain the clinical picture of parkinsonism; the second phenotype is Vascular Pseudo Parkinsonism (VPseuP) in which patients may have acute symptoms related to stroke and confirmed by neuroimaging with gait and balance problems, but on exam there is no evidence of a hypokinetic rigid syndrome. The third phenotype is Pseudo Vascular Pseudo Parkinsonism (PseuVPseuP) in which patients neither have acute symptoms related to stroke and no cerebrovascular event is seen on neuroimaging, or do they have and hypokinetic rigid syndrome on the exam. However, these patients may have gait and balance problems.
The study was approved by the Human Research Ethics Committee of the University of Alberta, and informed consent was obtained from all participants attending to the stroke prevention clinic.
Demographic information was obtained from all participants, and the subtype of
stroke was assigned according to the TOAST classification [7] (Table 4). All participants had a
Holter, echo, CT head or brain MRI, and CTA. Neuroimaging
were reviewed by a senior fellow in movement disorders. Images were reported
initially by neuroradiology
y unaware of the different subgroups in the study. Data was extracted from our
previous study [6]. Stroke lesions were topographically identified, and
patterns were analyzed including the BGMO, the TCD, and frontal cortex.
Table 4: Subtypes of ischemic stroke-TOAST classification.
Sample size was calculated based on prevalence of Vascular Parkinsonism found previously in stroke care centers, and using the formula n=Z2 P (1-P)/d2 [8]. Statistical analysis was done with the program SAS software (copyright the SAS institute, Cary, N.C.), including in the second study chi square, Fishers exact test for categorical variables, p value less than 0.05 was consider of statistical significance, confidence intervals and odds ratio were calculated too.
Figure 1: Flow Diagram. Patients enrollment.
Abbreviations: FMAS-Five-Minute Assessment Scale; TQ-Tanner Questionnaire. Modified with permission from the copyright holder, Elsevier Journals. The source has been acknowledged.
Results
From 240 patients screened, 16 were found to have Parkinsonism attaining at least a score of 2 in the FMAS, and 15 of them with TQ ≥ 4 (Figure 1). The total group of TQ ≥ 4 was composed of 46 people.
Demographic data is shown in (Table 5). Patients with VasP were older (p<0.0007), and had a higher risk for cardio embolism (odds ratio 8.5, 95% CI (1.5-47.9), p=0.01) due to atrial fibrillation (odds ratio 6.6, 95% CI (1.2-35.2), p=0.02).
We described in detail the different phenotypes found within the group weather they had an extrapyramidal syndrome, stroke syndrome, both or none accordingly (Figure 2). More than half of the group (54%) had
gait
and balance disturbances due to stroke, but no extra pyramidal
syndrome was found on them (sub group VPseuP). It was followed by the patients
with VasP (17%), then PseuV P (15%) and the different diagnosis found in this
group, and finally PseuV PseuP (14%).
For Table 5 click below
Table 5: Demographic
Characteristics of Participants with TQ ≥ 4 with and without Vascular
Parkinsonism.
We analyzed the pattern of ischemic brain lesions found in all participants (Table 6). We analyzed ischemic lesion located at the BGMO and the TCD, and analyzed the most frequent patterns found. The pattern involving the Lenticular nucleus (BGMO) and frontal lobes was significantly associated to the group of VasP (X2 Fisher exact test p<0.0005, odds ratio 32, 95% CI (9.6-108)); whereas the pattern Thalamus-Frontal Lobes (TCD) was not significantly different between the two groups (X2 Fisher exact test p=0.828, odds ratio 1.2, 95% CI (0.5-2.8)).
Discussion
The prevalence of VasP in a tertiary care stroke prevention clinic was of 3%, similar to what has been reported in other European, and American studies [9]. Other groups have made the observation that VasP patients are older than patients with idiopathic Parkinson disease when comparing the onset of the extra pyramidal syndrome [10]. In our cohort we found similar results, participants with VasP were older than patients with Parkinsonism due to other cause, or those who had a stroke(s) without an extrapyramidal syndrome. Also, the high prevalence of A. Fib and cardio embolism was related to the older age in this group of VasP. According to the Framingham study, there is an exponential increase in the prevalence of A. Fib. With aging our patients may also have decreased brain plasticity due to aging [11,12].
We propose a double hit theory in which the network that increase the basal ganglia motor output is damaged from the lenticular nucleus substantia nigra to the cortical frontal connections. Having a decreased output from the Globus Pallidus externus (Lenticular nucleus) to the Subthalamic Nucleus (STN), may preferentially favored the excitatory neurotransmitter effect from the STN over the Globus Pallidus Internus and Substantia nigra pars reticulate, consequently favoring the inhibitory output towards the thalamus & cortex loop. This would be expressed clinically as limited movement with bradykinesia [13].
Perforant arteries typically perfuse the deep structure of the basal ganglia
(lenticulo striate arteries), and frequently hypertension and diabetes mellitus
are the underlying risk factors. On the other hand, cortical strokes including
frontal lobes are frequently involved in cardio embolism, and in a smaller
percentage may also affect the deep structures of the basal ganglia too [14]. It
is important to point out that the most frequent vascular risk factors in our
cohort of patients with VasP were Diabetes
Mellitus and Atrial Fibrillation. Our study suggested the need for a double
hit ischemic injury at these brain locations (deep basal ganglia structures,
and frontal cortex), so consequently the phenotype of an extrapyramidal
syndrome may appear. The yield of involving both locations may become higher
when combining different mechanisms. Lipohyalinosis related to small vessel
occlusion applicable to the first location, also reported by other
investigators in VasP [15], and cardio embolism particularly due to A. Fib in
elderly population involving the frontal lobe applicable to the second location
[16].
Interestingly, we found that when the pattern of ischemic lesion involved the
frontal lobe and thalamus connections, participants had gait and balance
problems, but no Parkinsonism.
Some of the weakness is that our previous study was a cross sectional study, so new onset of a hypokinetic rigid syndrome could not be identified prospectively. On the other hand, participants with lower TQ scores<4 were unlikely to have Parkinsonism (1out of 193 participants) as data from our previous investigation.
Future neuroimaging studies including Dopamine receptors/transporters and neuroimmune modulatory molecules involved in this network are required to confirm our findings: a double location hit within the BGMO and Lenticular nucleus, and the frontal cortex, so a phenotype of VasP may occur.
Funding
The original study on which this article is based was funded through a grant from the Toupin foundation at the University of Alberta.
Permission
TQ permission to use was obtained from the copyright holder, Wiley Co. The source has been acknowledged. FMAS permission to use was obtained from the copyright holder, Elsevier Journals. The source has been acknowledged.
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*Corresponding author:
Herbert Alejandro Manosalva, Division of Neurology, Department of Medicine, Sunnybrook Hospital-University of Toronto, Canada. Tel: (647) 461-9044, Fax: 416-480-5753, E-mail:guiamesr@yahoo.co.uk
Citation:
Manosalva HA. Double hit theory for the development of Vascular Parkinsonism (2019) Neurophysio and Rehab 2: 42-46
Keywords
Pathophysiology, Vascular Parkinsonism, Vascular pseudo parkinsonism, Gait and balance problems, Neuroimaging, Basal ganglia network in Parkinsonian disorders.