Prelude
This study was original completed
and submitted for publication on 21 April 2006. At that time, Dr. Gordon M.
Harrington, mentor and friend of the first author, was Professor Emeritus at
the University of Northern Iowa. After receiving acceptance for publication
with minor revisions, the paper was initially set aside due to chronic illness
and the eventual death of Dr. Harrington - who subsequently passed from cancer.
While it has had considerable shelf time, its findings seem more pertinent
today than ever. It seems most fitting given his contribution and work on this
project that his name be included on this paper as a co-author for his
contributions, statistical analysis and as the administrator of patient files.
In addition to Dr. Harrington,
there were two other researchers who were originally included. People whom we
felt should be credited as authors on this paper for the insight they provided
into the development of this study. However, since their initial contributions,
they have either obtained new positions or are under new pressures where they
work, such that their participation might be perceived as a conflict of
interest. As such, they have asked not to be included and we will honor their
wishes. This research, like most research endeavors, was multifaceted and
provided insight into several aspects of diets, heart disease and inflammation.
Prior studies published from this material have been criticized for not
providing some of the details others wished had been included, at least some of
which are included within this paper. Whatever limitations the reader might
see, are the limitations, which exist in the publication process. As Gandhi
said, being imperfect ourselves we must remember to be kind to others. As can
be seen from this paper, much of the information people have been asking for
was originally included, but was deleted by subsequent editors. Their choice
not ours. Fortunately some of it is included here for your consideration.
This paper is published for three
primary reasons:
1. To establish the importance of
dietary intervention and how it appears to be best implemented. Clearly what we
eat has a major impact on our overall health.
2. To establish that most diets
are capable of producing weight loss and changing serum blood tests, which
focus on the various markers associated with inflammation; however, it is not
the serum levels of these various markers that appear to be key – but rather,
it is the tissue level of these inflammatory irritants which determine actual coronary
artery disease (CAD), cancer (CA), type 2 diabetes mellitus (T2D), hypertension
(HTN) and a host of other chronic inflammatory diseases, and finally,
3. To establish the importance of
measuring actual end organ disease using applicable physiologic
imaging/measurements. If we are talking about heart disease, we must measure
actual heart disease – not merely some ersatz blood test, which will not tell
us what is truly happening at the tissue level.
a) We have already published that
research showing the changes in these blood tests do not correlate with changes
in CAD. Therefore, we must look to the actual disease we are talking about or
interested in. In medicine this is made possible through nuclear imaging – in
the instance of CAD we are talking about myocardial perfusion imaging (MPI). At
the time this study was completed, the best quantitative measure of MPI we had
was Ischemic Index (II); however II is only a semi-quantitative measure of CAD.
The outcomes of this study must be weighed in light of this semi-quantification.
b) In prior papers, we briefly
discussed this and alluded to the development of the first and still only truly
quantitative method for measuring MPI and other diseases, such as breast cancer
– viz. FMTVDM*. The basic favorite quoted criticism is a perceived COI given
the first author’s development of FMTVDM. Given the current environment, no
doubt Sir Alexander Fleming would have received the same criticism for his work
on Penicillin. It seems most inappropriate for the person who develops a patent
to be criticized for using or discussing it. In fact, it seems most fitting
that the inventor should be the one most noted for the patent development and
use – since they have the most knowledge of it - at least as long as the
inventor is alive.
c) Finally, we conclude this
prelude by emphasizing that this study, we believe, now points the way towards
a more important study, which is desperately needed today more than ever. A
study which will compare the outcomes of various diets and/or drug treatments
by using FMTVDM to quantitatively measure the true outcomes of the effect of
these diets. Only by doing such measurements will we be able to truly
understand what these diets are doing to heart disease and Cancer.
Introduction
The World Health Organization
found obesity to be a worldwide health problem of such international magnitude
as to deserve a unique name, globesity [1]. In the US., that magnitude was
demonstrated in a Centers
for Disease Control (CDC) report which showed obesity (Body Mass Index>30)
and overweight (25
Also, 2 of every 3 USA deaths are
from obesity associated diseases with cardiovascular diseases the leading cause
[3]. This correlation motivates great concern over obesity and over-weight
leading to the generally held belief that weight loss is a major avenue to
improved cardiovascular
health.
Counseling
Interventions
The AHRQ has provided a
Systematic Evidence Review of interventions (definitions conform to those of
the CONSORT Organization and/or Cochrane Collaboration) for treatment of
obesity [4]. The three major forms of intervention are: counseling,
pharmacotherapy, and surgery. The definition of counseling is broad and
imprecise, encompassing two main types, diet and exercise. An additional
Systematic Evidence Review focuses on diet counseling
intervention [5]. These interventions can be described with reference to
the 5-A behavioral counseling framework [6,7]:
1. Assess dietary practices and
related risk factors.
2. Advise to change dietary
practices.
3. Agree on individual diet
change goals.
4. Assist to change dietary
practices or address motivational barriers.
5. Arrange regular follow up and
support or refer to more intensive behavioral nutritional counseling (e.g.,
medical nutrition therapy) if needed.
The reviewers concluded that at
least three of these components must be present for effective counseling
intervention. In this context the clinical actions based on the diet, not the
diet nutrients, are the intervention. An intervention is defined as a clinical
process for healthcare. A diet is an intermediate element between the clinical
counseling action and the healthcare outcome. Though a clinical trial and a
nutritional experiment are not the same thing, the distinction is not always
clear in the literature. Classics in the history of medicine are antisepsis and
hand-washing where Lister and Semmelweiss kept trying to explain that they were
reporting the effects of clinical procedures on patient health not tests of bacteriological theory.
Participants in diet research
characteristically deviate markedly from prescribed diets both in content and
in quantity, exacerbated by misreporting and bias [8-10]. To gain in
reliability and validity, a number of strategies have been implemented, such
as: prepackaged meals, calling by telephone for concurrent eating reports,
providing digital cameras to photograph everything consumed, providing
electronic personal assistants for data entry concurrent with food consumption.
People find the data collection and verification procedures burdensome and
aversive. Reporting requirements do not contribute to but rather detract from
diet adherence. Thus they are not interventions to improve the participants’
health [11-13].
The clinical intervention is the
diet counseling not the diet. Here we report the results of comparing three
counseling procedures differing in a directive (Advice) component and in
diet-specific support for that component.
Weight
Loss
Lowered fat and vegetarian diets
have long been used for weight loss. Lowered carbohydrate diets finally
received general acceptance in 2003 when two widely and popularly publicized
studies reported low-carbohydrate diets to be effective. By the end of the
year, 19% of US adults reported they were on LoCarb diets [14-16]. Media
pundits saw a passing fad. Indeed, weight loss dieting is notorious for lack of
persistence and adherence. The fact remains that weight control is seen as a
major health problem, that a large proportion of the population have shown some
level of individual motivation to control their weights, whether for health,
cosmetic, or other personal reasons, and that the scope of the problem makes
dietary control the principal practicable solution.
Standard dictionary definitions
of diet provide two meanings:
1.) Usual, regular, or habitual
food and drink of a person or animal and
2.) Regulated or prescribed
selection of foods of a person or animal for medical or cosmetic purposes. The
usual cause of obesity is diet in the first sense and the usual treatment of
obesity is diet in the second sense. In other words, obesity stems from food selected
by the person and treatment stems from food selected by someone else. The
obesity arises from a sequence beginning with personal habitual food selection,
then food ingestion, metabolic processes and finally fat deposition.
Traditional obesity treatment is indeed an intervention bypassing the personal
habitual food selection to intervene with prescribed food to be ingested with
metabolic consequences aimed at weight reduction. It seems to be assumed that
prescribing will replace personal selection, not only in the short run but in
the long term. The well-known difficulties people have in adhering to diets,
the enormous attrition rate (dropout rate) in diet studies, the very modest
gains from prescribed diets all bespeak the weight of well-established personal
habits vis a vis externally prescribed selection. The root cause of obesity is
the distal one of personal habitual diet. The food consumed follows and is only
the proximal cause. Food habits are behaviors and behavior modification could
serve as treatment of the root causes obesity.
A major review of current
evidence-based knowledge recommended behavior modification counseling for heart
patients [6]. The associated research recommendation was: The ideal evidence to
support behavioral dietary counseling would link counseling directly to
improved health outcomes in randomized controlled clinical trials. In the
absence of such evidence, the clinical logic behind counseling is based on a
chain of critical assumptions. The difficulties with those assumptions in
establishing appropriate surrogate endpoints led the USPSTF to exclude, as not
meeting its fair-to-good quality randomized controlled clinical trials
criteria, studies limited to such measures as lipid levels, weight, or body
mass index. Since coronary artery disease, that is, ischemia, is the primary
health concern underlying interest in obesity, we compare behavioral
interventions with a primary endpoint, ischemia or its complement, coronary blood flow
[17].
Caloric
Restriction
Calorie restriction is the first
line of attack for weight loss. However, perhaps because of a nearly universal
agreement that people differ widely in metabolism, diet comparison research
generally has not included caloric controls making it difficult to determine
whether attained weight losses should be attributed to menu selection, what is
consumed, or to portion control, how much is consumed. Without caloric restriction,
the WHI found only clinically trivial differences in the heart related
outcomes, differences not statistically significant after the outcome data are
Bonferroni corrected [18,19]. It found proportion of dietary fat was not a
significant health factor in a very large sample study modifying proportion of
fat in the diet without modifying the absolute amount of fat. This seems to
suggest the absolute amount of fat could be a relevant variable which should be
controlled. Equal caloric restriction offers one such control. The present
study protocols were for equal caloric restriction.
Behavioral principles, from a
century of research, cover the formation and reformation of habits. Behavioral
scientists have established a connection between autonomy and successful
dieting. Minimally directive counseling methods have had over a half century of
development. More than a quarter of a century of research has confirmed the
efficacy of counseling for internal rather than external locus of control. The
present study uses the effects of minimally directive counseling treatment,
following well-established behavioral principles to establish self-management
with a focus on modifying the participants’ habitual diets [20-23].
Diet studies attain abysmal
participant retention rates, sometimes as low as 50%, while research in
non-diet areas can attain rates of 99%. This implies dieting factors are
correlated with attrition factors. Common complaints about dieting suggest the
largest factor is aversive effects of experienced hunger with caloric
reduction. The Women’s
Health Initiative (WHI), in a diet study not intended to achieve weight
loss and without caloric restriction, achieved an attrition rate an order of
magnitude smaller than in calorie restricted studies [19]. Apparently though,
the processes of diet studies themselves are also aversive. Analysis of the WHI
published tables shows the diet group, for which the intervention was to add
fruits and vegetables to its intake, had significantly higher attrition than
the control group though there was no caloric intake limitation, x2(1,
48835)=16311.5, p<2.2 x 10-16. Not only is there substantial
attrition with dieting treatments in general but there also is variation in
attrition between different diets. Thus, dietary intervention studies are
subject to attrition bias. With much data missing in other studies for reasons
correlated with the prescribed diets and confounded with variation in caloric
restriction, the present study was designed to enable intent-to-treat analysis
by collecting intermediate longitudinal data which could be used for estimating
missing data [24,25].
The clinical objective of
treatment is to improve health status, here cardiovascular health. Randomized
controlled trial empirical evidence of health changes from dietary behavioral
counseling is non-existent [4]. Absent measures of health status, the most
common study approach is to assess intervention effects using measures that are
known to be correlated with health status. Such surrogate endpoints, also known
as health risk factors, may or may not be causally related with health status.
Hence modifying them with interventions is not empirical evidence that health
status has been altered. The AHRQ goes on to note that with all of the emphasis
on weight loss, there is theory but no empirical evidence weight loss improves
health status. Weight, lipids, other blood measures, all offer only
correlations with health status and hence are surrogate endpoints. Given their
wide use as correlates, it is a matter of considerable interest also to assess
the effects of interventions on these secondary measures.
Even with prescribed regulated
interventions, comparative data on different diets are rare and data on
long-term (year or more) effects of weight loss diets on the health risks are
almost nonexistent. Earlier studies of diets have focused on weight loss and
changes in lipid levels but have not looked at changes in coronary blood flow
proper, a primary health outcome. Many of these studies have included changes
in diet, while taking lipid lowering medications, practicing yoga, et cetera
[26-29]. It is now well-established that heart disease is the result of
inflammatory changes within the walls of the coronary arteries
forming vulnerable inflammatory plaques, which can rupture and precipitate
heart attacks, strokes and other health problems. Research into inflammatory
effects within coronary arteries following dietary change has been limited
[30-34]. Prior research on diets and weight loss has provided limited short
term information about the effects of weight loss dieting on cholesterol levels
or on inflammatory markers without assessing primary health outcomes such as
coronary blood flow [14,15,35-46].
Weight loss has been shown to be
related to reductions in caloric intake and, as should be expected from
elementary principles of physics, should not be dependent upon the sources of
those calories [43-46]. Yet, a survey, quality control screening, and
meta-analysis of diet difference effects on weight loss and cardiovascular risk
factors showed no comparison studies with equal caloric input [47]. Health risk
factors, though well-documented in association with weight gain, remain little
examined under controlled weight loss conditions.
Given the current epidemic of overweight and obesity
on a global scale (globosity) and the consequent world public health objective
of reducing that obesity, it is evident as a practical matter that, the main
line of attack must be through diet. The public health objective and the lack
of information regarding the long-term public health effects of alternative
weight-loss diets motivated this comparative study of the three major types of
weight-loss diets and their long term effects on coronary blood flow. Secondary
endpoints are inflammatory and other variables associated with heart disease
and obesity.
Specifically we asked: (1) what
effect does behavioral counseling for vegan, for low to moderate fat, and for
lowered carbohydrate diets have on coronary blood flow? (2) What are the
effects of different diet protocols when caloric intake and exercise are
equalized? (3) Do people, so counseled, maintain their modified behaviors after
they have completed their diet program? (4) How does a targeting different diet
affect secondary indices associated with heart disease such as weight, lipid,
inflammatory, and thrombotic factors?
Method
Participants
As shown in Figure 1, following referral from their primary care physicians,
673 overweight individuals from Prairie States, age 30-59 years, were screened,
by the Principal Investigator, to obtain 120 participants for this study. Inclusion
criteria required a BMI greater than 30, with no pre-existing co-morbid
diseases (documented heart disease, diabetes mellitus, cancer, hypertension,
hepatic, renal or gastrointestinal disease), pregnancy or plans for pregnancy. Participants
could not be smokers (cigarettes, cigars, pipes or chewing tobacco), take
medications (prescription or over the counter medications with the exception of
antibiotics), nor take vitamin or mineral supplements. Additionally, they could
not currently be on a diet or have been on one during the last 6 months, or
have food allergies that would influence food choices. Of the 673 individuals,
141 (20.9%) did not meet inclusion criteria, 265 (39.4%) were excluded due to
co-morbidity, smoking, vitamin use or food allergies and 147 (21.8%) refused to
participate in the study due to concerns over participation in an obesity study.
Following provision of information about the study, 120 (17.8%) participants
were asked to agree to remain in the study for its duration and to sign the
Institutional informed consent document. Data were collected from 2000 to 2003.

Figure
1: Participant recruitment and sequence of testing.
Randomization
We are aware of, but disagree
with, the APA and CONSORT expressions of an apparent preference for computer
randomization [48,49]. A true random number set will satisfy any randomization
test while a computer’s pseudo-random number set will satisfy only a limited
number of tests. For example, for almost two decades, most computer
randomization was done with IBM’s RANDU, a generator still in use despite being
known to be really horrible [50]. Computers cannot generate true random
numbers. True random numbers are always preferable to pseudo-random numbers.
The utility of pseudorandom numbers lies in their convenience and in their
ability to spoof their designer’s choice of randomization tests. That choice,
which renders the number set application and sample size specific, is seldom
documented with software packages.
The 120 participants were
randomly assigned by the principal investigator with concealed allocation to
six equal groups by casting a die and successively assigning participants by
die outcome until each group was filled in a 3 (diet) x 2 (vitamin supplement)
design. (The supplement consisted of folate (2.5 mg), vitamin B6 (25 mg) and
B12 (1 mg)). Within diet groups were combined when no supplement effects or
interactions were found after one year, yielding 3 diet groups of 40
participants each. The design anticipated a multivariate comparison of
variances for which a global analysis of variance randomization test was
appropriate.
Power
Analysis
We note CONSORT requirement 7
somewhat misleadingly asks how sample size was determined. The expressed intent
is to enable a statistical power analysis which would only be relevant if
results were not significant and otherwise would be statistically questionable
as a retrospective
analysis [51].The Explanation does properly note that if data are already
collected the intent is best met by reporting confidence intervals for the
data. Data analysis herein provides such confidence intervals in both tabular
and graphic form.
Counseling
Participants were counseled by
the principal investigator, a cardiologist with an undergraduate degree and
some graduate training in psychology. His training included a formal
professional interviewing/learning-to-listen course based on video-tapes of the
enrolled trainees’ interviews of patients and pseudo patients with
post-interview critiques.
To modify behavior, participants
underwent 50-60 minutes of instruction and counseling during their initial
session followed by 20-30 minute counseling sessions every six weeks thereafter
for 12 months. This constitutes medium-intensity counseling in USPSTF reports.
Initial instruction indicated the dietary goals. Instructional emphasis was on
self-management and control, e.g., how to read a nutritional label on packaged
food, library references on how to count calories for fresh meat or produce,
sources of reviews of cookbooks. During counseling sessions participants were
asked to discuss what they ate, when and why. Diet diaries were not requested.
They are of questionable accuracy. There is no evidence they contribute to
health in clinical practice. They could create the perception that the
counselor was judging the participant rather than accepting the participant’s
capability for self-regulation and self-judgment. Counseling sessions included
discussions of what the participant was eating, when, why, were there any
changes in eating habits since the last session, how did they evaluate their
progress, what areas for improvement did they see, what were their successes
since the last session, what questions did they have, what reactions were there
from family, friends, or co-workers. Except for clarification of diet protocols
direct answers to questions were avoided with counseling through questioning or
suggestions of ways in which the participant might find an answer on his/her
own.
The counseling was minimally
directive avoiding, insofar as possible any dependencies. Thus, autonomy was
not simply encouraged but, more nearly, demanded. The presumptive environment
was that the participant was autonomous, fully capable of self-management,
self-determination, and could be relied upon to make self-appropriate dietary
decisions. The aim of the counseling was to establish self-efficacy and
autonomy for dietary behaviors so as to maximize the likelihood the behavior
would be continued after cessation of the intervention [6,21,52-57].
Dietary
Advice (instruction)
Those following the vegan (Veg)
diet were asked to abstain from eating meat, which was defined as anything
moving under its own power while alive (e.g., beef, poultry, pork, fish, et
cetera). Dairy products and eggs were also eliminated from the diets of this
group. Recommended sources of protein included legumes, beans, nuts and soy
products. Fats were limited to those found in vegetable sources and oils used
in the preparation of foods as well as flaxseed.
Low to Moderate Fat (LMF)
diets included adjusting the fat intake to no more than 15-20% of the total
caloric intake. No specific foods were eliminated on this diet as long as the
total fat intake did not exceed this amount with no more than 5 grams of
saturated fat consumed per day. During a typical day this would result in 20-25
grams of non-saturated fat and up to 5 grams of saturated fat. Meats (defined
as anything which moves under its own power when alive) were incorporated into
this regimen with limitations based upon the saturated fat content. Hence,
preparation of meat products focused on removing as much saturated fat from the
products as possible. Dairy products were limited on the basis of fat content,
with emphasis on skim milk and skim or soy milk products.
Lowered Carbohydrate (LoCarb)
diets were defined as diets where the consumption of carbohydrate did not exceed
25% of the recommended daily caloric intake which equaled approximately 100
grams per day. The remainder of the caloric intake was divided between protein
(25%) and fat (50%) consumption. There were no restrictions on the amount of
saturated fat versus non-saturated fat consumed. Selection depended upon
personal preference.
All individuals were instructed
on caloric intake providing 1500 to 1600 kcal/day, including instructions to
avoid eating within 4-5 hours of going to sleep.
Exercise
Advice (Instruction)
Individuals were instructed to
follow one of three exercises (walking, bicycling or swimming) three times per
week for thirty minutes per session. This could be done indoors or outdoors
depending upon weather conditions and individual preference. Exercise was for
time and not speed or distance. Stationary treadmills or bicycles could be used
in the place of non-stationary sources of exercise depending upon personal
preference. Adherence to exercising was self-reported.
Testing
Sequence
Anthropometric, exercise, fasting
blood work, respiratory quotient, and inflammothrombotic
variables were determined as shown in Figure 1. Assessment of coronary
blood flow was conducted at the beginning of the study and at 52 weeks. Except
for Body Mass Index all health factor determinations were masked to the
investigators and determined by commercial laboratory or by imaging device
hardware and software [58].
Coronary
Blood Flow
Semi-quantified Myocardial Perfusion
Imaging (MPI) was completed at entry into the study and after one year of
following the counseling/dietary protocol. Perfusion imaging was performed as
described elsewhere. The measurement procedure was device and computer
determined and thus masked to the investigators. The numeric sign of the computer
generated index was set so that higher numbers show greater blood flow
[30,32,33,58].
Anthropometric
Information
Heights were taken upon entry
into the study and weights throughout. Calculated BMI’s were used as the weight
index throughout the study. Given the baseline BMIs and the weight of the
individuals involved in the study, BMIs were not artificially elevated from
muscle mass.
Fasting
Venous Blood Work
As shown in Figure 1, blood
samples were obtained and sent to a commercial laboratory service for assay.
Neither group allocation nor purpose was known to the laboratory, thus
providing blind measurement of these outcomes. Fasting blood work(Fleming,
2002) was obtained for depository variables (those which are associated with
deposition of material within coronary arteries) including Total Cholesterol (TC),
Low-Density Lipoprotein Cholesterol (LDL), High-Density Lipoprotein Cholesterol
(HDL), Very Low-Density Lipoprotein Cholesterol (VLDL), and Triglycerides (TG).
From this, insulin resistance (TG/HDL) was estimated [38,59]. During the
evaluations fasting venous blood was also obtained for C-Reactive Protein (CRP),
Interleukin-6 (IL-6), Homocysteine (Hcy), Fibrinogen (Fib), and Lipoprotein (a)
[Lp(a)]. Methodology for determining each of these has been described elsewhere
with the exception of IL-6. Interleukin-6 was determined from fasting blood
samples, which were immediately spun, separated and then frozen for Enzyme-Linked
Immunosorbent Assay (ELISA) [27,28].
Respiratory
Quotient and Urine Ketone Analysis
A non-behavioral objective
correlate of participants’ adherence to dietary advice was their Respiratory
Quotient, the ratio of carbon dioxide expelled to oxygen used [60,61]. This
index is 1.0 for carbohydrate metabolism, 0.8 for protein, and 0.7 for fat. A
Med Graphics gas exchange program (BreezeEx v3.06) was used to determine the
ratio of expired carbon dioxide (VCO2) to oxygen (VO2) in the resting state. Those
following the lowered carbohydrate regimen underwent random urine sampling
(ketone strips) of ketones.
Statistical
Analysis
Participants (N=120) were
randomly assigned to a 3-group balanced design of the three dietary regimens.
Blood reports from the commercial laboratory and the computer printouts for
coronary blood flow were filed in patient records.
The data were copied into
successive spread sheets for each testing cycle as the study progressed.
Participants were assigned different IDs for each of the six cycles, minimizing
unconscious comparisons during data entry. For data entry verification all data
were retrieved again from patient files at the conclusion of all data
collection but using a very differently organized spread sheet. Computer
identified comparison discrepancies were resolved from reexamination of
identified patient records. Randomization was verified by a global (Bonferroni)
test of analyses of variance of baseline data for all variates.
Outliers were identified with
Studentized-residuals, Durbin-Watson, Cook’s distance, and other graphic
examinations and were also compared with patient record entries. Data were
corrected for spread sheet entry errors only. Thus, extreme values were
accepted as empirically valid if so recorded in commercial laboratory or
electronically generated reports in patient records.
Following the recommendations of
the APA Task Force on Statistical Inference the primary data analysis was
graphic presentation of the obtained data distributions [49].
Notched box and whisker plots
with all outliers revealed the distributions and provided confidence intervals
for medians as robust statistics. Residual plots showed substantial linearity.
Coefficients of the linear models led to confidence intervals for the mean
changes for each index on each diet and for the differences between diets.
Statistical effect sizes among and between the different diets on
cardiovascular disease risk factors were also analyzed using both the
coefficient of determination (R2) and the ratio of effect variance to total variance,
that is, the multiple correlation ®. Confidence intervals for R were estimated
iteratively from non-central F. Software was R-1.8.0 and R2-1.1.
Results
Characteristics of the sample of
57 female and 63 male participants are shown for all variates in Table 1. Whether or not research is
designed and balanced for sex effects, the Institute of Medicine recommends all
health research include an examination of sex effects in all phenomena under
study. Using a general linear model to examine all data of this research for
sex effects and interactions, no effects or trends were found.
Participants with co-morbidities
including COPD and nocturnal
respiratory problems were excluded from the study. Consequently, the study
provides no outcome data for this group. Additionally, we did not assess
participant’s humoral status -e.g. depressive symptoms and therefore have no
data regarding what impact this might have for eating disorders. Using the
coefficient of determination (R2) for a global randomization test over all
fifteen measures and three groups at initiation of the study, R2<0.05, p>0.20.That
is, there were no statistically significant differences, or even trends,
between diet group assignments at the initiation of the study. Since the groups
were unequivocally randomized for all fifteen baseline indices, statistical
inference to the initial population described by Table 1 is appropriate.

Table
1: Initial Population Characteristics.
As the primary results of this
study, the distributions, including all outliers, for changes in all variables
for each diet after one year of counseling intervention are shown in Figure 2.
Shown are quartile boxplots with
whiskers of 1.5 x interquartile range. Notches show CIs of medians such that
non-overlapping notches show significant differences (p<0.05) in the
medians. Weight and consequent BMI losses were essentially equal for all diets.
RQ differences were consistent
with adherence to the assigned diets. As a qualitative confirmation of the
quantitative RQ, ketone strips of the LoCarb dieters were all positive. Heart
risk factors were clearly correlated with diet. They were improved with LMF
dieting and to a lesser extent with Veg, but worsened with LoCarb dieting. CRP
was characterized by a high frequency of outliers and does not offer a clear
graphic picture. Residuals graphics and robust regression analyses both suggest
linearity supportive of a parametric as well as nonparametric analysis.
Confidence intervals of changes in means of each measured variable for each
diet and of contrasts between mean changes for each diet after one year of
counseling intervention are shown in Table
2.
Taking the proportion of diet
variance to total variance (the multiple correlations, R) as the measure of
effect size most relevant to clinical practice, confidence intervals for R, are
shown in Table 3. With no intent to
encourage the usage [51], p-values against the null are shown for those who may
wish to carry out retrospective power analysis. Median R was 0.63 with median
pnull=4.9 x 10-14. A trend in association of CRP with diet was not
significant when Bonferroni corrected.
Figure
3 displays participant changes in Body Mass Index and
in Respiratory Quotient distributions over the four month period following
cessation of the counseling/dieting programs. BMI changes show LMF dieters had
continued to lose weight while LoCarb dieters gained weight, R (95%CI)=0.53 to 0.74,
pnull=2.5 x 10-14. RQ did not change for LMF dieters but increased
for LoCarb and decreased for Veg dieters, R (95%CI)=0.76 to 0.88, pnull<2.2
x 10-16. One hundred percent participant retention, that is, zero
attrition, was maintained throughout this study, obviating any need for the
pre-planned intent-to-treat analyses.


Table
2: Cis (95%) of changes within diet groups and between
diet groups in mean cardiovascular risk indices with one year of dieting.
Differences in medians were
greater than those of means so that the results in Table 3 are conservative.
Similarly, robust regression analysis, which minimized the impact of the
outliers, yielded much larger coefficients but in the same proportions as did
the linear model. Analysis of reduced data-sets, with outliers excluded, also
yielded larger coefficients and much higher significance levels. Thus the
linear fit presented appears to be conservative in its estimates of effects.
The mean weight loss during the 12 month dietary period was 13.3 kg (29.25
pounds) (11%) and did not differ by diet, R(95%CI)=0.00 to 0.02, pnull=0.75.

Table 3: Cardiovascular risk factors
after one year of dieting: ratio of diet differences. effect variance to total
variance ® and coefficient of determination (R2 adjusted for df).
Discussion
This would appear to be the first
randomized controlled trial of a non-invasive intervention to show a reversal
of plaque accumulation or coronary artery disease. This also would appear to be
the first randomized controlled trial of a behavioral counseling intervention
reporting a primary cardiovascular outcome rather than surrogate endpoints. It
also adds to a very limited knowledge base of dietary comparisons under equal
calorie intake conditions. Just as unique are the unexpectedly large,
clinically and statistically significant, correlations with cardiovascular
endpoints and the striking absence of attrition.
Coronary
Occlusion and Blood Flow
Coronary artery disease is
deficient coronary blood flow. Anatomically, the disease is distinguished by
arterial occlusion from plaque deposition. Catheterization and a number of
anatomical imaging systems can show the presence of such occlusion. A different
approach is provided by Single
Photon Emission Computerized Tomography (SPECT) imaging which uses nuclear
tagging and imaging to observe actual physiological blood flow rather than
anatomical occlusion.
The present data show clinically
significant increases in coronary blood flow with LMF and Veg diets and
decreases in blood flow with the LoCarb diet. Obviously increased blood flow
follows from decreased occlusion and/or coronary artery (inflammatory) disease.
Thus the present results demonstrate a reversal in plaque and heart disease
from an intervention of physician counseling time of 20-30 minutes every 6
weeks. Such an intervention represents a far lower cost per heart patient than
any prospective pharmacological
intervention.
Modification
of Life-Style Behavior
Counseling has more impact when
performed by authority figures. Physicians are perceived as authority figures
for health [62]. The fact that the counseling was provided by a physician
undoubtedly contributed to its effectiveness.
The dietary advice of 1500-1600
calories was closer to desired long-term behavior than the levels used in many
calorie restricted studies. Thus, the diets were less aversive. In addition,
the participants repeated daily for a year behaviors close to the desired long-term
behavior. The behavior retention can be attributed, in part, to repetitive
practice effects.
With targets for menu selection
and for portion control, counseling focused on internal locus of control was
effective in modifying dietary behavior as long as the counseling continued at
six-week intervals. The modified calorie restriction behaviors persisted after
cessation of counseling for the LMF group.
They continued to lose weight while maintaining the same fat, protein,
carbohydrate balance. These results were not true for the other two groups.
After termination of counseling both Veg and LoCarb participants significantly
increased body mass signaling increased caloric intake while LMF dieters
continued to restrict intake, continuing to lose weight. These two groups also
differed significantly from each other in magnitude of that increase which was
greater for LoCarb participants. These two groups also changed in menu
selection with LoCarb dieters increasing carbohydrate consumption and Veg dieters reducing
carbohydrates.
It has long been known that young
children will self-select a balanced diet if free from parental, peer,
advertising, artificial flavoring, and other environmental interventions [63,64].
The choice behavior is quite complex in its multiple sensitivities encompassing
the range of nutritional components necessary for good health and is
particularly striking in consumption of evidently distasteful foods with
nutrients not otherwise present in the offerings. Nutrient intake is the most
fundamental function in survival. Therefore, evolutionary theory would lead us
to expect it to be the most finely honed of all sensory systems. One would
hardly expect survival skills to diminish with maturity. A viable
interpretation of post-study continuation of LMF dietary choices and of LoCarb
or Veg, changes is that counseling for internal locus of control may have led
to greater sensitivity and response to intrinsic biological requirements. If
one considers LMF as optimum then, after behavior modification for internal
control, non-LMF groups tended to self-modify their behaviors in the direction
of optimum.
Portion
Control
Weight loss was equal for all
diets. As seen in Figure 2, the
semi-interquartile range was roughly 10% of the median weight loss showing
substantial adherence to a common caloric target. However, the attained weight
loss is less than would be expected of 1500-1600 calories. It appears that
participants either misjudged calories equally or set consumption at some
intrinsic but common, perhaps species evolved, level. The WHI hypothesized that
health risk would be reduced with reduction in proportion of fat in a diet
without reference to portion control [19]. Without portion control reduced fat
had no effect. The present study found large, fat correlated, differences in
health risks with equal portions. It would appear the relevant factor is amount
of fat, not proportion of fat.
Blood
Chemistry Risk Factors
All but one of a battery of
standard heart risk factor blood tests showed substantial health risk
improvement with the LMF diet, some improvement with Veg, and substantial
health decline with LoCarb diets. The exception was C-reactive protein
which showed little, if any, association with any of the other risk factors or
with coronary blood flow. The data distributions show many outliers for which
patient health records afford no clue. Contemporary thinking associates heart
risk with inflammation. CRP is an inflammation indicator. However it is a
general index and not a heart oriented index. And thus may be subject to
influences beyond the scope and control of this study.

Figure
3: Notched boxplots of quintile distributions of
four-month post-counseling changes in Body Mass Index and Respiratory Quotient
under each target diet.
Weight
Loss
Implicitly or explicitly, obesity
is widely considered to be a disease with weight loss its cure. The present
study found weight loss diets as strongly associated with loss of health as
with improvement in health factors. The governing factor was the content of the
diet rather than caloric restriction. Good cardiovascular health followed good
menu selection. Portion control reduced weight equally but health declined as
much under lowered carbohydrate dieting as it gained under lowered fat dieting.
Counseling
The massive Women’s Health
Initiative diet studies reported providing intensive behavior modification with
each counselor a certified nutritionist [19,65]. The Certification Board for
Nutrition Specialists sets forth no requirements in the behavioral sciences.
Authoritative diet research reviews speak of counseling for behavior
modification or life-style change [4-7,66]. In short, systematic diet research
reviews consistently identify diet behavior modification as a task of
nutritionists or of nutritionally trained primary care providers. With only one
exception, the reviews cite no diet studies proffering information indicating
the counselors received any training in behavioral principles or practice [67].
Autonomy and self-efficacy are
known behavioral science phenomena which the reviews report does contribute to
dietary success. In fact the reviews cover studies which found greater
counseling effectiveness when carried out within the structure of one or
another established behavioral theory. Practice derived from such theory and
using associated behavior modification skills also entails doctoral level
training and professional Boards. Thus, it is surprising counseling to induce
such behaviors should lie almost exclusively with those professionally trained
in nutrition with minimal involvement of those professionally trained in
behavior.
In comparing with other studies,
we attribute the success of counseling in this study to the focus on behavioral
principles with an emphasis on autonomy and self-efficacy. Seven of the eight
counseling sessions were concerned with self-management behavior and only the
eighth was substantially concerned with communicating nutritional and dietary
instruction. Thus most of the contact time was devoted to personal concerns and
change, a domain much more familiar to psychologists who provide professional
counseling services than to nutritionists accustomed to providing dietary
instruction. The present study does not enable weighing the value of authority
in counseling by a primary care physician who can be trained to provide
minimally-directive counseling for patient autonomy and self-efficacy against
the weight of professional training in psychological sciences
and practice. Here the counselor was the physician and was psychologically
trained [68]. As a subjective observation, video recorded sessions of
counseling trainees, combined with both group and individual critiques, are
strikingly revelatory as a precursor to counseling.
Studies to date looking to reduce
coronary artery disease via dietary and lifestyle interventions have
principally faltered due to failure to employ professionals, such as
psychologists, whose specialty it is (in part) to provide behavior
modification. Efforts at behavior modification by those with limited behavioral
sciences training do not promise efficacious outcomes. Despite the best efforts
of nutritionists and physicians without the appropriate training, diet studies
often have led to misleading results and conclusions that risky lifestyle
behaviors are relatively impervious to change, despite what would appear to be
an underlying evolutionary biological behavior to protect the species. The
result of the research clearly shows that dietary behaviors can and should be
changed but will require intervention based on professional behavioral
expertise to induce such changes.
Conclusion-Limitations-Recommended
Further Investigation
This study demonstrated the
ability to enhance participant compliance with dietary changes using Bandura
counseling and conditioning. Weight loss resulted independent of changes in
inflammothrombotic markers or semi-quantification of coronary blood flow. Further
evaluation of these diets are indicated using centers specializing in a
specific type of diet in contrast to results obtained in other centers
specializing in different dietary counseling using Bandura methods. Under these
conditions, a longitudinal study should immediately be undertaken to
quantitatively measure coronary artery disease outcomes tête-à-tête, using
FMTVDM to answer once and for all the end-organ impact of these various diets
[69].
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